Chief Regulatory Officer

Jill brings 30 years of regulatory, strategic, and risk management expertise in domestic and global financial markets. She joined LTSE from Exos Financial, where she served as the chief compliance officer and successfully achieved firm approval from FINRA as a broker-dealer and from the Securities and Exchange Commission as a registered investment adviser. Prior to that, she ran compliance departments at Barclays and Morgan Stanley. She started her career at the Securities and Exchange Commission in the Division of Market Regulation (now Trading and Markets) and served as counsel to Commissioner Steven Wallman. Jill is a graduate of Hope College and received a JD from Loyola University of Chicago.


Financial insights for enduring impact