Regulation

Resources, rule filings, NMS plans, and rules incorporated - read and download them here.

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Pending

February 27, 2023
Amended: Amending Rule 14.207 (Obligations for Companies Listed on the Exchange) to adopt Listing Standards for the Recovery of Erroneously Awarded Compensation
LTSE-2023-01
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Approved and immediately effective rule changes

May 2, 2023
Amending Rule 2.250 to remove obsolete language on SCI Testing
SR-LTSE-2023-03
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April 12, 2023
Amending Rule 14.602 Extension of the Offering Period for Capital Markets Solutions Services on a Complimentary Basis
SR-LTSE-2023-02
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January 4, 2023
Adopting Rule 2.153 and amending LTSE Rules 2.154 and 2.160 to implement parts of FINRA's CE Program Transformation Initiative
LTSE-2022-06
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September 20, 2022
Amendments to Rule 11.270 regarding Clearly Erroneous Executions
LTSE-2022-05
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July 27, 2022
Amended: Temporary Reduction in Annual Listing Fees
LTSE-2022-04
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April 12, 2022
Adopting on a Permanent Basis the Pilot Rules for Market-Wide Circuit Breakers in Rule 11.280
LTSE-2022-03
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March 15, 2022
Amending Rule 2.160 & adopting Rule 2.154 to implement parts of FINRA's Continuing Education Program Transformation
LTSE-2022-02
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March 9, 2022
Modifying and Expanding the Package of Products and Services Provided to Companies
LTSE-2021-08 Amendment No. 1
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