LTSE | Rule Filings

Pending

February 27, 2023

Amended: Amending LTSE Rule 14.207 (Obligations for Companies Listed on the Exchange) to adopt Listing Standards for the Recovery of Erroneously Awarded Compensation

LTSE-2023-01

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Approved and immediately effective rule changes

January 4, 2023

Adopting LTSE Rule 2.153 and amending LTSE Rules 2.154 and 2.160 to implement parts of FINRA's CE Program Transformation Initiative

LTSE-2022-06

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September 20, 2022

Amendments to Rule 11.270 regarding Clearly Erroneous Executions

LTSE-2022-05

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July 27, 2022

Amended: Temporary Reduction in Annual Listing Fees

LTSE-2022-04

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April 12, 2022

Adopting on a Permanent Basis the Pilot Rules for Market-Wide Circuit Breakers in Rule 11.280

LTSE-2022-03

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March 15, 2022

Amending Rule 2.160 & adopting Rule 2.154 to implement parts of FINRA's Continuing Education Program Transformation

LTSE-2022-02

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March 9, 2022

Modifying and Expanding the Package of Products and Services Provided to Companies

LTSE-2021-08 Amendment No. 1

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March 4, 2022

Amending Rule 11.280 to extend the MWCB pilot period until April 18, 2022

LTSE-2022-01

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November 18, 2021

Observance of Juneteenth National Independence Day

LTSE-2021-07

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Regulation

Resources, rule filings, NMS plans, and rules incorporated - read and download them here.

Pending

Approved and immediately effective rule changes

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