Regulation

Amended: Temporary Reduction in Annual Listing Fees

Adopting on a Permanent Basis the Pilot Rules for Market-Wide Circuit Breakers in Rule 11.280

Amending Rule 2.160 & adopting Rule 2.154 to implement parts of FINRA's Continuing Education Program Transformation

Amending Rule 11.280 to extend the MWCB pilot period until April 18, 2022

Observance of Juneteenth National Independence Day

Amending Rule 11.280 to extend the MWCB pilot period until March 18, 2022

Removal of Order Audit Trail System (OATS) Requirements--Rule 11.420

Amending the Definition of Independence under Rule 14.405(a)(2) and Supplementary Material .01