Resources, rule filings, NMS plans, and rules incorporated - read and download them here.
NMS Plans and 605 Reports
No pending items.
Approved and immediately effective rule changes
January 4, 2023
Adopting LTSE Rule 2.153 and amending LTSE Rules 2.154 and 2.160 to implement parts of FINRA's CE Program Transformation Initiative
September 20, 2022
Amendments to Rule 11.270 regarding Clearly Erroneous Executions
July 27, 2022
Amended: Temporary Reduction in Annual Listing Fees
April 12, 2022
Adopting on a Permanent Basis the Pilot Rules for Market-Wide Circuit Breakers in Rule 11.280
March 15, 2022
Amending Rule 2.160 & adopting Rule 2.154 to implement parts of FINRA's Continuing Education Program Transformation
March 9, 2022
Modifying and Expanding the Package of Products and Services Provided to Companies
LTSE-2021-08 Amendment No. 1
March 4, 2022
Amending Rule 11.280 to extend the MWCB pilot period until April 18, 2022
November 18, 2021
Observance of Juneteenth National Independence Day
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