Regulation

Rule Book & Governance Rule Filings NMS Plans

Rule Filings

Pending

Amending Rule 14.602 to extend the period that newly listed Companies and currently listed Companies may receive the complimentary Capital Markets Solutions for an additional one year, for a four-year term

Approved and immediately effective rule changes

Amending how opening process for non-primary securities will operate

Resumption of trading following Level 3 market-wide circuit breaker

Addressing securities traded on a UTP basis, including ETP's

Amending LTSE's fingerprinting rule

Establishing an annual membership fee

Establishing listing fees

Adopting procedures for member applicants that are already FINRA members

Clarifying the meaning of terms for providing for dually listed Securities

Establishing first features of the Very Simple Market

Amending market-wide circuit breaker and limit up limit down rules