Regulation

Resources, rule filings, NMS plans, and rules incorporated - read and download them here.

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Pending

No pending items.

Approved and immediately effective rule changes

August 30, 2021
Removal of Order Audit Trail System (OATS) Requirements--Rule 11.420
LTSE-2021-05
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August 19, 2021
Amending the Definition of Independence under Rule 14.405(a)(2) and Supplementary Material .01
LTSE-2021-04
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May 20, 2021
Amended: Temporary reduction in Initial Listing Fees
LTSE-2021-03
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January 15, 2021
Compliance with the Long-Term Policies pursuant to Rule 14.425
LTSE-2021-01
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December 18, 2020
Amending Rule 11.380 to offer an optional net notional exposure check
LTSE-2020-23
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December 18, 2020
Amending CAT Compliance Rule to be consistent with the Allocation Exemption
LTSE-2020-24
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November 30, 2020
Amended: Providing for promotional activities and listing ceremonies
LTSE-2020-22
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October 7, 2020
Changing Rule 11.280 to extend the MWCB pilot period
LTSE-2020-18
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