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Date (MM.DD.YY)
Description
File Number
3.31.22
Direxion Daily Metal Miners Bull 2X Shares
3053
Product Circulars
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3.31.22
Dynamic Short Short-Term Volatility Futures ETF
3061
Product Circulars
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3.31.22
ETRACS 2x Leveraged MSCI USA ESG Focus TR ETN
3049
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3.31.22
Columbia Seligman Semiconductor and Technology ETF
3058
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3.31.22
Avantis Responsible Emerging Markets Equity ETF
3048
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3.31.22
Direxion S&P 500 Equal Weight Bull 2X Shares
3050
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3.31.22
Direxion Daily US Infrastructure Bull 2X Shares
3047
Product Circulars
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3.31.22
Direxion Daily FinTech Bull 2X Shares
3051
Product Circulars
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3.31.22
Rareview Systematic Equity ETF
3057
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3.31.22
WisdomTree Efficient Gold Plus Equity Strategy Fund
3052
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3.31.22
MicroSectors Oil & Gas Exploration & Production 3x Leveraged ETN
3054
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3.31.22
Fairlead Tactical Sector ETF
3060
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3.30.22
Innovator U.S. Equity Accelerated 9 Buffer ETF - January
3035
Product Circulars
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3.30.22
Harbor Long-Term Growers ETF
3032
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3.30.22
Wahed Dow Jones Islamic World ETF
3027
Product Circulars
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3.30.22
Motley Fool Next Index ETF
3024
Product Circulars
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3.30.22
BondBloxx USD High Yield Bond Consumer Cyclicals Sector ETF
3038
Product Circulars
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3.30.22
Motley Fool Capital Efficiency 100 Index ETF
3022
Product Circulars
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3.30.22
Strategas Global Policy Opportunities ETF
3016
Product Circulars
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3.30.22
Guinness Atkinson Funds SmartETFs Sustainable Energy II Fund
3020
Product Circulars
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3.30.22
SPDR Bloomberg SASB Emerging Markets ESG Select ETF
3011
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3.30.22
Generation Z ETF
3046
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3.30.22
BondBloxx USD High Yield Bond Energy Sector ETF
3040
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3.30.22
IQ Global Equity R&D Leaders ETF
3033
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3.30.22
ROC ETF
3014
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3.30.22
Strategic CRISPR & Gene Editing Technology ETF
3037
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3.30.22
BondBloxx USD High Yield Bond Telecom, Media & Technology Sector ETF
3044
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3.30.22
NextGen Trend and Defend ETF
3025
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3.30.22
WisdomTree US Value Fund of Benef Interest
3034
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3.30.22
BondBloxx USD High Yield Bond Industrial Sector ETF
3043
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3.30.22
AllianzIM U.S. Large Cap 6 Month Buffer10 Jan/Jul ETF
3019
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3.30.22
Strategas Macro Thematic Opportunities ETF
3017
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3.30.22
ProShares Metaverse ETF
3029
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3.30.22
Ultra Risk Parity ETF
3028
Product Circulars
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3.30.22
Innovator U.S. Equity Accelerated ETF - January
3036
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3.30.22
Innovator U.S. Equity Accelerated Plus ETF - January
3045
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3.30.22
BondBloxx USD High Yield Bond Healthcare Sector ETF
3042
Product Circulars
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3.30.22
SPDR Bloomberg SASB Developed Markets EX US ESG Select ETF
3010
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3.30.22
BNY Mellon Responsible Horizons Corporate Bond ETF
3013
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3.30.22
U.S. Global Sea to Sky Cargo ETF
3018
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3.30.22
Valkyrie Bitcoin Miners ETF
3031
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3.30.22
Motley Fool Small-Cap Growth ETF
3023
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3.30.22
Simplify US Small Cap PLUS Downside Convexity ETF
3015
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3.30.22
UBC Algorithmic Fundamentals ETF
3026
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3.30.22
WisdomTree Battery Value Chain and Innovation Fund
3030
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3.30.22
BondBloxx USD High Yield Bond Consumer Non-Cyclicals Sector ETF
3039
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3.30.22
Optica Rare Earths & Critical Materials ETF Optica Rare Earths & Critical Materials ETF
3009
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3.30.22
Kelly Residential & Apartment Real Estate ETF
3012
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3.30.22
BondBloxx USD High Yield Bond Financial & REIT Sector ETF
3041
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3.30.22
iShares MSCI China Multisector Tech ETF
3021
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3.30.22
Newday Ocean Health ETF
3064
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3.29.22
AXS Astoria Inflation Sensitive ETF
2999
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3.29.22
Innovator Power Buffer Step-Up Strategy ETF
3002
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3.29.22
PGIM Total Return Bond ETF
3003
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3.29.22
PSYK ETF
3001
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3.29.22
Engine No 1 Transform Climate ETF
2996
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3.29.22
Subversive Metaverse ETF
3004
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3.29.22
iShares Paris-Aligned Climate MSCI USA ETF
2998
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3.29.22
FIS Biblically Responsible Risk Managed ETF
3000
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3.29.22
Rayliant Quantitative Developed Market Equity ETF
3006
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3.29.22
Rayliant Quantamental Emerging Market Equity ETF
3007
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3.29.22
Strategy Shares Halt Climate Change ETF
2997
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3.29.22
Innovator Growth Accelerated Plus ETF - January
3005
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3.28.22
AdvisorShares Let Bob AI Powered Momentum ETF
2991
Product Circulars
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3.28.22
IQ U.S. Mid Cap R&D Leaders ETF
2994
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3.28.22
KraneShares Global Carbon Transformation ETF
2990
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3.28.22
Kingsbarn Tactical Bond ETF
2989
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3.28.22
LHA Market State Tactical Q ETF
2995
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3.28.22
IQ MacKay California Municipal Intermediate ETF
2993
Product Circulars
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3.28.22
IQ U.S. Large Cap R&D Leaders ETF
2992
Product Circulars
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3.25.22
Home Appreciation U.S. REIT ETF
2973
Product Circulars
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3.25.22
SPDR Blackstone High Income ETF
2977
Product Circulars
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3.25.22
InfraCap Equity Income Fund ETF
2981
Product Circulars
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3.25.22
Preferred-Plus ETF
2983
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3.25.22
Guru Favorite Stocks ETF
2966
Product Circulars
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3.25.22
Dimensional International High Profitability ETF
2958
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3.25.22
USCF Gold Strategy Plus Income Fund ETF
2969
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3.25.22
Fidelity Sustainable High Yield ETF
2962
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3.25.22
Dividend Performers ETF
2982
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3.25.22
Harbor Corporate Culture Leaders ETF
2972
Product Circulars
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3.25.22
Goldman Sachs Bloomberg Clean Energy Equity ETF
2964
Product Circulars
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3.25.22
Goose Hollow Tactical Allocation ETF
2968
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3.25.22
Dimensional International Core Equity 2 ETF
2956
Product Circulars
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3.25.22
iShares iBonds 2028 Term High Yield and Income ETF
2979
Product Circulars
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3.25.22
iMGP RBA Responsible Global Allocation ETF
2984
Product Circulars
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3.25.22
Dimensional International Small Cap ETF
2957
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3.25.22
Kelly Hotel & Lodging Sector ETF
2976
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3.25.22
First Trust High Income Strategic Focus ETF
2975
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3.25.22
First Trust Nasdaq Lux Digital Health Solutions ETF
2960
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3.25.22
First Trust Nasdaq Retail ETF
2985
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3.25.22
FPA Global Equity ETF
2961
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3.25.22
Harbor All-Weather Inflation Focus ETF
2974
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3.25.22
Xtrackers Risk Managed USD High Yield Strategy ETF
2978
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3.25.22
Grayscale Future of Finance ETF
2967
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3.25.22
Dimensional International Small Cap Value ETF
2959
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3.25.22
Goldman Sachs Access Emerging Markets USD Bond ETF
2965
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3.25.22
Grizzle Growth ETF
2971
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3.25.22
iShares iBonds 2029 Term High Yield and Income ETF
2980
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3.25.22
Janus Henderson B-BBB CLO ETF
2988
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3.25.22
Goldman Sachs ActiveBeta World Low Vol Plus Equity ETF
2970
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7.11.22
Market Announcements
MA-2022-004: Exchange Holiday Calendar
MA-2022-004
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6.28.22
Market Announcements
July 4th Independence Day Holiday
MA-2022-003
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6.13.22
Market Announcements
Juneteenth National Independence Day Observance
MA-2022-002
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5.23.22
Market Announcements
Memorial Day Observance
MA-2022-001
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12.20.21
Market Announcements
Holiday Trading Schedule
MA-2021-008
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11.24.21
Market Announcements
Thanksgiving Day Holiday
MA-2021-007
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8.26.21
Market Announcements
Labor Day Holiday
MA-2021-006
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5.25.21
Market Announcements
Memorial Day Holiday
MA-2021-005
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4.7.21
Market Announcements
Addition of Net Notional Risk Functionality
MA-2021-004
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3.29.21
Market Announcements
Presidents' Day Holiday
MA-2021-002
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3.29.21
Market Announcements
Good Friday Holiday
MA-2021-003
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1.12.21
Market Announcements
Dr. Martin Luther King, Jr. Holiday
MA-2021-001
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12.18.20
Market Announcements
Winter Holiday Schedule Reminder
MA-2020-028
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10.23.20
Market Announcements
FAQ - Exchange Operations
MA-2020-027
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10.15.20
Market Announcements
Exchange Holidays and Trading Hours
MA-2020-026
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9.8.20
Market Announcements
LTSE Set to Phase-in Remaining Securities on Wednesday, September 9
MA-2020-025
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9.3.20
Market Announcements
LTSE Russell 2000 Phase-in set for Wednesday, September 2
MA-2020-023
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9.3.20
Market Announcements
LTSE S&P 500 Phase-in set for Friday, September 4
MA-2020-024
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8.25.20
Market Announcements
LTSE Production Securities Phase-in set for Friday, August 28
MA-2020-022
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8.20.20
Market Announcements
Details of simulated trading event on August 22
MA-2020-021
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8.14.20
Market Announcements
LTSE Production Securities Phase-in Planned for August 28
MA-2020-020
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8.13.20
Market Announcements
Details of simulated trading event on August 15 and announcement of additional weekend test on August 22
MA-2020-019
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8.7.20
Market Announcements
Details of simulated trading event on August 8 and announcement of additional weekend test on August 15
MA-2020-018
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7.31.20
Market Announcements
Launch of Test Symbols Set for August 3; Details of Simulated Trading Event on August 1
MA-2020-017
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7.23.20
Market Announcements
Saturday, July 25 Weekend Simulated Trading Event Details
MA-2020-016
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7.20.20
Market Announcements
Test symbols launching August 3 and additional weekend tests
MA-2020-015
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7.15.20
Market Announcements
Saturday, July 18 Weekend Simulated Trading Event Details
MA-2020-014
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7.7.20
Market Announcements
Long-Term Stock Exchange announces July 18 and 25 weekend test sessions
MA-2020-013
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6.4.20
Market Announcements
The Long-Term Stock Exchange announces phase-in schedule of test and non-test securities
MA-2020-002
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6.4.20
Market Announcements
Updated Long-Term Stock Exchange Test Dates and Plans
MA-2020-007
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6.4.20
Market Announcements
Update - Schedule Status, Weekend Test Details, and Certification Plans
MA-2020-009
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6.4.20
Market Announcements
Update - Weekend Simulated Trading Event Details
MA-2020-010
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6.4.20
Market Announcements
Long-Term Stock Exchange Test Dates & Plans
MA-2020-004
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6.4.20
Market Announcements
Schedule Status, Weekend Test Details, and Certification Plans
MA-2020-008
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6.4.20
Market Announcements
Update on adjusted phase-in schedule
MA-2020-006
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6.4.20
Market Announcements
Long-Term Stock Exchange Postponing Schedule, Continuing Test Dates
MA-2020-011
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6.4.20
Market Announcements
Long-Term Stock Exchange to adjust phase-in schedule and offer additional weekend test
MA-2020-005
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6.4.20
Market Announcements
FAQ for Exchange Operations
MA-2020-001
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6.4.20
Market Announcements
Long-Term Stock Exchange Continuing Readiness Preparations, Continuing Test Dates
MA-2020-012
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6.4.20
Market Announcements
Updated FAQ for Exchange Operations (supersedes MA-2020-001)
MA-2020-003
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6.9.22
Notice of Annual Meeting and Nominees for the Member Representative Director Position on the Exchange’s Board of Directors
RIC-2022-04
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Regulatory Circulars
4.13.22
SEC Section 31 Fee Rate Advisory #1 for Fiscal Year 2022
RIC-2022-03
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Regulatory Circulars
3.21.22
LTSE to Offer New Products and Services for Listed Companies
RIC-2022-02
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Regulatory Circulars
3.16.22
LTSE To Adopt Changes to Continuing Education Requirements
RIC-2022-01
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Regulatory Circulars
12.2.21
Observance of Juneteenth National Independence Day
RIC-2021-08
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Regulatory Circulars
8.31.21
LTSE To Remove Order Audit Trail System Requirements
RIC-2021-07
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Regulatory Circulars
8.26.21
Director Independence Standards Amended To Assist Dually-Listed Companies on LTSE
RIC-2021-06
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Regulatory Circulars
7.22.21
Mandatory Participation in Disaster Recovery Testing in 2021 Pursuant to Regulation SCI
RIC-2021-05
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Regulatory Circulars
5.21.21
Notice of Annual Meeting and Nominees for Member Representative Director Positions on the Exchange’s Board of Directors
RIC-2021-04
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Regulatory Circulars
3.31.21
Compliance with Long-Term Policies by Listed Companies
RIC-2021-03
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Regulatory Circulars
2.9.21
LTSE to Offer Promotional Services and Listing Ceremonies for Listed Companies
RIC-2021-02
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Regulatory Circulars
1.22.21
SEC Section 31 Fee Rate Advisory #2 for Fiscal Year 2021
RIC-2021-01
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Regulatory Circulars
12.29.20
Notice for Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
RIC-2020-12
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Regulatory Circulars
12.7.20
Notice Regarding Implementation of Order Price Collars Pursuant to Rule 11.190(f)
RIC-2020-11
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Regulatory Circulars
10.7.20
Notice of Rule Filing to Continue Suspending the Application of Rule 11.190(f)(1) Until December 8, 2020
RIC-2020-10
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Regulatory Circulars
9.22.20
Notice of Rule Change to Update the Exchange’s Source of Data Feeds to Include Data Regarding MEMX LLC and MIAX PEARL, LLC
RIC-2020-09
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Regulatory Circulars
9.8.20
Notice of Rule Filing to Continue Suspending the Application of Rule 11.190(f)(1) Until October 8, 2020
RIC-2020-08
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Regulatory Circulars
8.28.20
Temporarily suspending the application of the order price collars in Rule 11.190(f)(1)
RIC-2020-07
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Regulatory Circulars
8.13.20
Amendment to CAT Compliance Rule Regarding Requirements for Firm Designated IDs
RIC-2020-06
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Regulatory Circulars
7.31.20
Adoption of Changes to Minor Rule Violation Plan Adding CAT Reporting Compliance Rules
RIC-2020-05
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Regulatory Circulars
7.17.20
Industry Presentation by CMRWG on CAT Compliance Rules
RIC-2020-04
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Regulatory Circulars
7.8.20
Regulatory Coordination Concerning CAT Reporting Compliance
RIC-2020-03
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Regulatory Circulars
4.14.20
Waiver of 2020 Annual Membership Fees
RIC-2020-02
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Regulatory Circulars
4.8.20
Establishment of the CMRWG
RIC-2020-01
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Regulatory Circulars

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