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Date (MM.DD.YY)
Description
File Number
1.20.23
Nicholas Fixed Income Alternative ETF
3277
Product Circulars
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1.20.23
First Trust Growth Strength ETF
3278
Product Circulars
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1.20.23
Global X Financials Covered Call & Growth ETF
3279
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1.20.23
Harbor Corporate Culture ETF
3280
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1.20.23
Hartford Disciplined US Equity ETF
3281
Product Circulars
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1.20.23
Unlimited HFND Multi-Strategy Return Tracker ETF
3282
Product Circulars
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1.20.23
Alpha Architect High Inflation & Deflation ETF
3283
Product Circulars
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1.20.23
Simplify Enhanced Income ETF
3284
Product Circulars
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1.20.23
Invesco High Yield Select ETF
3285
Product Circulars
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1.20.23
Global X Health Care Covered Call & Growth ETF
3286
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1.20.23
Invesco AAA CLO Floating Rate Note ETF
3287
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1.20.23
Innovator Gradient Tactical Rotation Strategy ETF
3288
Product Circulars
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1.20.23
Invesco Municipal Strategic Income ETF
3289
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1.20.23
VanEck Dynamic High Income ETF
3290
Product Circulars
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1.20.23
Main International ETF
3291
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1.20.23
ProShares S&P Global Core Battery Metals ETF
3292
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1.20.23
IQ MacKay ESG High Income ETF
3293
Product Circulars
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1.20.23
IQ Candriam ESG U.S. Mid Cap Equity ETF
3294
Product Circulars
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1.20.23
Invesco Short Duration Bond ETF
3295
Product Circulars
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1.20.23
AllianzIM U.S. Large Cap Buffer10 Jan ETF
3296
Product Circulars
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1.20.23
AllianzIM U.S. Large Cap Buffer20 Jan ETF
3297
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1.20.23
John Hancock U.S. High Dividend ETF
3298
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1.20.23
Aptus Enhanced Yield ETF
3299
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1.20.23
AllianzIM U.S. Large Cap Buffer10 Jul ETF
3300
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1.19.23
Adaptiv Select ETF
3241
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1.19.23
AllianzIM US Large Cap Buffer10 Apr ETF
3242
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1.19.23
AllianzIM US Large Cap Buffer20 Apr ETF
3243
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1.19.23
PMV Adaptive Risk Parity ETF
3244
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1.19.23
Avantis All Equity Markets ETF
3245
Product Circulars
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1.19.23
Avantis Inflation Focused Equity ETF
3246
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1.19.23
EA Bridgeway Blue Chip ETF EA Bridgeway Blue Chip ETF
3247
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1.19.23
BNY Mellon Global Infrastructure Income ETF
3248
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1.19.23
Alpha Architect 1-3 Month Box ETF
3249
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1.19.23
BlackRock Floating Rate Loan ETF
3250
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1.19.23
Burney U.S. Factor Rotation ETF Burney U.S. Factor Rotation ETF
3251
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1.19.23
Simplify Stable Income ETF
3252
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1.19.23
Bitwise Web3 ETF
3253
Product Circulars
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1.19.23
Angel Oak Income ETF
3254
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1.19.23
Capital Group U.S. Multi-Sector Income ETF
3255
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1.19.23
Capital Group Municipal Income ETF
3256
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1.19.23
Capital Group Short Duration Income ETF
3257
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1.19.23
Element EV, Solar & Battery Materials (Lithium, Nickel, Copper, Cobalt) Futures Strategy ETF
3258
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1.19.23
AllianzIM U.S. Large Cap Buffer10 Dec ETF
3259
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1.19.23
AllianzIM U.S. Large Cap Buffer20 Dec ETF
3259
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1.19.23
Dimensional Global Real Estate ETF
3260
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1.19.23
Dimensional US Large Cap Value ETF
3261
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1.19.23
Dimensional Global Sustainability Fixed Income ETF
3262
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1.19.23
Dimensional Emerging Markets Sustainability Core 1 ETF
3263
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1.19.23
Dimensional International Sustainability Core 1 ETF
3264
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1.19.23
Dimensional US Sustainability Core 1 ETF
3265
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1.19.23
BTD Capital Fund
3266
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1.19.23
Altrius Global Dividend ETF Altrius Global Divid ETF
3267
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1.19.23
Subversive Decarbonization ETF
3268
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1.19.23
Distillate Small/Mid Cash Flow ETF
3269
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1.19.23
First Trust Alerian Disruptive Technology Real Estate ETF
3269
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1.19.23
BrandywineGLOBAL - Dynamic US Large Cap Value ETF
3270
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1.19.23
iShares Environmental Infrastructure and Industrials ETF
3271
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1.19.23
FT Energy Income Partners Strategy ETF
3272
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1.19.23
Kovitz Core Equity ETF
3273
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1.19.23
iShares Environmentally Aware Real Estate ETF
3274
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1.19.23
Pinnacle Focused Opportunities ETF
3275
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1.19.23
Federated Hermes U.S. Strategic Dividend ETF
3276
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12.6.22
AXS 2X Innovation ETF
3240
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10.21.22
US Treasury 3 Month Bill ETF
3221
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10.21.22
THOR Low Volatility ETF
3222
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10.21.22
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF
3223
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10.21.22
SoFi Web 3 ETF
3224
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10.21.22
JPMorgan Social Advancement ETF
3225
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10.21.22
US Treasury 10 Year Note ETF
3226
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10.21.22
US Treasury 2 Year Note ETF
3227
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10.21.22
WisdomTree Emerging Markets Ex-China Fund
3228
Product Circulars
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10.21.22
BondBloxx Bloomberg Five Year Target Duration US Treasury ETF
3229
Product Circulars
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10.21.22
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
3230
Product Circulars
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10.21.22
BondBloxx Bloomberg One Year Target Duration US Treasury ETF
3231
Product Circulars
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10.21.22
FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF - September
3232
Product Circulars
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10.21.22
BondBloxx Bloomberg Seven Year Target Duration US Treasury ETF
3233
Product Circulars
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10.21.22
BondBloxx Bloomberg Ten Year Target Duration US Treasury ETF
3234
Product Circulars
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10.21.22
BondBloxx Bloomberg Three Year Target Duration US Treasury ETF
3235
Product Circulars
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10.21.22
BondBloxx Bloomberg Two Year Target Duration US Treasury ETF
3236
Product Circulars
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10.21.22
BondBloxx Bloomberg Twenty Year Target Duration US Treasury ETF
3237
Product Circulars
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10.21.22
Innovator Uncapped Accelerated U.S. Equity ETF
3238
Product Circulars
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10.21.22
AB Ultra Short Income ETF
3239
Product Circulars
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9.28.22
Inspire Fidelis Multi Factor ETF
3199
Product Circulars
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9.28.22
iShares High Yield Corporate Bond BuyWrite Strategy ETF
3200
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9.28.22
iShares Neuroscience and Healthcare ETF
3201
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9.28.22
Amplify International Enhanced Dividend Income ETF
3202
Product Circulars
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9.28.22
iShares MSCI Water Management Multisector ETF
3203
Product Circulars
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9.28.22
JPMorgan Active Growth ETF
3204
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9.28.22
Carbon Strategy ETF
3205
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9.28.22
KraneShares S&P Pan Asia Dividend Aristocrats Index ETF
3206
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9.28.22
KPOP and Korean Entertainment ETF
3207
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9.28.22
Logan Capital Broad Innovative Growth ETF
3208
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9.28.22
iShares Investment Grade Corporate Bond BuyWrite Strategy ETF
3209
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9.28.22
Amplify Natural Resources Dividend Income ETF
3210
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9.28.22
OneAscent Emerging Markets ETF
3211
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9.28.22
OneAscent International Equity ETF
3212
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9.28.22
Harbor International Compounders ETF
3213
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9.28.22
Invesco Agriculture Commodity Strategy No K-1 ETF
3214
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9.28.22
Newday Sustainable Development Equity ETF
3215
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9.28.22
ConvexityShares 1x SPIKES Futures ETF
3216
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1.9.23
Market Announcements
Martin Luther King Jr. Holiday
MA-2023-001
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12.16.22
Market Announcements
Holiday Trading Schedule
MA-2022-007
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11.15.22
Market Announcements
Thanksgiving Day Holiday
MA-2022-006
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8.31.22
Market Announcements
Labor Day Holiday
MA-2022-005
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7.11.22
Market Announcements
MA-2022-004: Exchange Holiday Calendar
MA-2022-004
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6.28.22
Market Announcements
July 4th Independence Day Holiday
MA-2022-003
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6.13.22
Market Announcements
Juneteenth National Independence Day Observance
MA-2022-002
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5.23.22
Market Announcements
Memorial Day Observance
MA-2022-001
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12.20.21
Market Announcements
Holiday Trading Schedule
MA-2021-008
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11.24.21
Market Announcements
Thanksgiving Day Holiday
MA-2021-007
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8.26.21
Market Announcements
Labor Day Holiday
MA-2021-006
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5.25.21
Market Announcements
Memorial Day Holiday
MA-2021-005
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4.7.21
Market Announcements
Addition of Net Notional Risk Functionality
MA-2021-004
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3.29.21
Market Announcements
Presidents' Day Holiday
MA-2021-002
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3.29.21
Market Announcements
Good Friday Holiday
MA-2021-003
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1.12.21
Market Announcements
Dr. Martin Luther King, Jr. Holiday
MA-2021-001
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12.18.20
Market Announcements
Winter Holiday Schedule Reminder
MA-2020-028
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10.23.20
Market Announcements
FAQ - Exchange Operations
MA-2020-027
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10.15.20
Market Announcements
Exchange Holidays and Trading Hours
MA-2020-026
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9.8.20
Market Announcements
LTSE Set to Phase-in Remaining Securities on Wednesday, September 9
MA-2020-025
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9.3.20
Market Announcements
LTSE Russell 2000 Phase-in set for Wednesday, September 2
MA-2020-023
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9.3.20
Market Announcements
LTSE S&P 500 Phase-in set for Friday, September 4
MA-2020-024
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8.25.20
Market Announcements
LTSE Production Securities Phase-in set for Friday, August 28
MA-2020-022
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8.20.20
Market Announcements
Details of simulated trading event on August 22
MA-2020-021
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8.14.20
Market Announcements
LTSE Production Securities Phase-in Planned for August 28
MA-2020-020
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8.13.20
Market Announcements
Details of simulated trading event on August 15 and announcement of additional weekend test on August 22
MA-2020-019
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8.7.20
Market Announcements
Details of simulated trading event on August 8 and announcement of additional weekend test on August 15
MA-2020-018
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7.31.20
Market Announcements
Launch of Test Symbols Set for August 3; Details of Simulated Trading Event on August 1
MA-2020-017
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7.23.20
Market Announcements
Saturday, July 25 Weekend Simulated Trading Event Details
MA-2020-016
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7.20.20
Market Announcements
Test symbols launching August 3 and additional weekend tests
MA-2020-015
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7.15.20
Market Announcements
Saturday, July 18 Weekend Simulated Trading Event Details
MA-2020-014
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7.7.20
Market Announcements
Long-Term Stock Exchange announces July 18 and 25 weekend test sessions
MA-2020-013
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6.4.20
Market Announcements
The Long-Term Stock Exchange announces phase-in schedule of test and non-test securities
MA-2020-002
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6.4.20
Market Announcements
Updated Long-Term Stock Exchange Test Dates and Plans
MA-2020-007
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6.4.20
Market Announcements
Update - Schedule Status, Weekend Test Details, and Certification Plans
MA-2020-009
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6.4.20
Market Announcements
Update - Weekend Simulated Trading Event Details
MA-2020-010
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6.4.20
Market Announcements
Long-Term Stock Exchange Test Dates & Plans
MA-2020-004
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6.4.20
Market Announcements
Schedule Status, Weekend Test Details, and Certification Plans
MA-2020-008
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6.4.20
Market Announcements
Update on adjusted phase-in schedule
MA-2020-006
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6.4.20
Market Announcements
Long-Term Stock Exchange Postponing Schedule, Continuing Test Dates
MA-2020-011
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6.4.20
Market Announcements
Long-Term Stock Exchange to adjust phase-in schedule and offer additional weekend test
MA-2020-005
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6.4.20
Market Announcements
FAQ for Exchange Operations
MA-2020-001
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6.4.20
Market Announcements
Long-Term Stock Exchange Continuing Readiness Preparations, Continuing Test Dates
MA-2020-012
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6.4.20
Market Announcements
Updated FAQ for Exchange Operations (supersedes MA-2020-001)
MA-2020-003
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12.20.22
Twilio Delisting
RIC-2022-07
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Regulatory Circulars
10.5.22
Updated Clearly Erroneous Executions Rule 11.270 effective October 1, 2022
RIC-2022-06
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Regulatory Circulars
8.10.22
Temporary Reduction in Annual Listing Fee for Listed Companies
RIC-2022-05
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Regulatory Circulars
6.9.22
Notice of Annual Meeting and Nominees for the Member Representative Director Position on the Exchange’s Board of Directors
RIC-2022-04
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Regulatory Circulars
4.13.22
SEC Section 31 Fee Rate Advisory #1 for Fiscal Year 2022
RIC-2022-03
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Regulatory Circulars
3.21.22
LTSE to Offer New Products and Services for Listed Companies
RIC-2022-02
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Regulatory Circulars
3.16.22
LTSE To Adopt Changes to Continuing Education Requirements
RIC-2022-01
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Regulatory Circulars
12.2.21
Observance of Juneteenth National Independence Day
RIC-2021-08
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Regulatory Circulars
8.31.21
LTSE To Remove Order Audit Trail System Requirements
RIC-2021-07
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Regulatory Circulars
8.26.21
Director Independence Standards Amended To Assist Dually-Listed Companies on LTSE
RIC-2021-06
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Regulatory Circulars
7.22.21
Mandatory Participation in Disaster Recovery Testing in 2021 Pursuant to Regulation SCI
RIC-2021-05
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Regulatory Circulars
5.21.21
Notice of Annual Meeting and Nominees for Member Representative Director Positions on the Exchange’s Board of Directors
RIC-2021-04
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Regulatory Circulars
3.31.21
Compliance with Long-Term Policies by Listed Companies
RIC-2021-03
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Regulatory Circulars
2.9.21
LTSE to Offer Promotional Services and Listing Ceremonies for Listed Companies
RIC-2021-02
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Regulatory Circulars
1.22.21
SEC Section 31 Fee Rate Advisory #2 for Fiscal Year 2021
RIC-2021-01
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Regulatory Circulars
12.29.20
Notice for Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
RIC-2020-12
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Regulatory Circulars
12.7.20
Notice Regarding Implementation of Order Price Collars Pursuant to Rule 11.190(f)
RIC-2020-11
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Regulatory Circulars
10.7.20
Notice of Rule Filing to Continue Suspending the Application of Rule 11.190(f)(1) Until December 8, 2020
RIC-2020-10
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Regulatory Circulars
9.22.20
Notice of Rule Change to Update the Exchange’s Source of Data Feeds to Include Data Regarding MEMX LLC and MIAX PEARL, LLC
RIC-2020-09
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Regulatory Circulars
9.8.20
Notice of Rule Filing to Continue Suspending the Application of Rule 11.190(f)(1) Until October 8, 2020
RIC-2020-08
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Regulatory Circulars
8.28.20
Temporarily suspending the application of the order price collars in Rule 11.190(f)(1)
RIC-2020-07
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Regulatory Circulars
8.13.20
Amendment to CAT Compliance Rule Regarding Requirements for Firm Designated IDs
RIC-2020-06
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Regulatory Circulars
7.31.20
Adoption of Changes to Minor Rule Violation Plan Adding CAT Reporting Compliance Rules
RIC-2020-05
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Regulatory Circulars
7.17.20
Industry Presentation by CMRWG on CAT Compliance Rules
RIC-2020-04
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Regulatory Circulars
7.8.20
Regulatory Coordination Concerning CAT Reporting Compliance
RIC-2020-03
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Regulatory Circulars
4.14.20
Waiver of 2020 Annual Membership Fees
RIC-2020-02
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Regulatory Circulars
4.8.20
Establishment of the CMRWG
RIC-2020-01
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Regulatory Circulars

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