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Date (MM.DD.YY)
Description
File Number
8.3.22
Touchstone US Large Cap Focused ETF
3134
Product Circulars
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8.3.22
NightShares 2000 ETF
3135
Product Circulars
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8.3.22
NightShares 500 ETF
3136
Product Circulars
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8.3.22
Nuveen Global Net Zero Transition ETF
3137
Product Circulars
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8.3.22
OneAscent Core Plus Bond ETF
3138
Product Circulars
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8.3.22
Optimize AI Smart Sentiment Event-Driven ETF
3139
Product Circulars
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8.3.22
Pacer BlueStar Digital Entertainment ETF
3140
Product Circulars
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8.3.22
Constrained Capital ESG Orphans ETF
3141
Product Circulars
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8.3.22
PGIM Floating Rate Income ETF
3142
Product Circulars
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8.3.22
Regents Park Hedged Market Strategy ETF
3143
Product Circulars
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8.3.22
SEI Enhanced U.S. Large Cap Momentum Factor ETF
3144
Product Circulars
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8.3.22
SEI Enhanced U.S. Large Cap Quality Factor ETF
3145
Product Circulars
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8.3.22
SEI Enhanced U.S. Large Cap Value Factor ETF
3145
Product Circulars
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8.3.22
SEI Enhanced Low Volatility U.S. Large Cap ETF
3146
Product Circulars
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8.3.22
Sprott ESG Gold ETF
3147
Product Circulars
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8.3.22
Pacer Industrials and Logistics ETF
3148
Product Circulars
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8.3.22
Touchstone Strategic Income Opportunities ETF
3149
Product Circulars
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8.3.22
RiverNorth Enhanced Pre-Merger SPAC ETF
3150
Product Circulars
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8.3.22
Day Hagan/Ned Davis Research Smart Sector International ETF
3151
Product Circulars
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8.3.22
Merk Stagflation ETF
3152
Product Circulars
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8.2.22
iShares Inflation Hedged U.S. Aggregate Bond ETF
3124
Product Circulars
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8.2.22
iShares Interest Rate Hedged U.S. Aggregate Bond ETF
3125
Product Circulars
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8.2.22
AOT Growth and Innovation ETF
3126
Product Circulars
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8.2.22
Conductor Global Equity Value ETF
3127
Product Circulars
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8.2.22
Franklin Emerging Market Core Dividend Tilt Index ETF
3128
Product Circulars
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8.2.22
Franklin International Core Dividend Tilt Index ETF
3129
Product Circulars
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8.2.22
Ecofin Digital Payments Infrastructure Fund
3130
Product Circulars
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8.2.22
Franklin Responsibly Sourced Gold ETF
3131
Product Circulars
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8.2.22
iShares iBonds Dec 2032 Term Corporate ETF
3132
Product Circulars
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8.2.22
iShares iBonds Dec 2032 Term Treasury ETF
3133
Product Circulars
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7.28.22
Global X Interest Rate Hedge ETF
3114
Product Circulars
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7.28.22
Global X Interest Rate Volatility & Inflation Hedge ETF
3115
Product Circulars
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7.28.22
Matthews China Active ETF
3116
Product Circulars
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7.28.22
Matthews Emerging Markets Equity Active ETF
3117
Product Circulars
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7.28.22
Matthews Asia Innovators Active ETF
3118
Product Circulars
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7.28.22
IQ MacKay Multi-Sector Income ETF
3119
Product Circulars
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7.28.22
Relative Sentiment Tactical Allocation ETF
3120
Product Circulars
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7.28.22
Akros Monthly Payout ETF
3121
Product Circulars
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7.28.22
WisdomTree New Economy Real Estate Fund
3122
Product Circulars
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7.28.22
Xtrackers Net Zero Pathway Paris Aligned US Equity ETF
3123
Product Circulars
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7.27.22
Neuberger Berman Next Generation Connected Consumer ETF
3104
Product Circulars
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7.27.22
Neuberger Berman Carbon Transition Infrastructure ETF
3105
Product Circulars
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7.27.22
Neuberger Berman Next Generation Connected Consumer ETF
3106
Product Circulars
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7.27.22
SPDR MSCI USA Climate Paris Aligned ETF
3107
Product Circulars
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7.27.22
SPDR MSCI ACWI Climate Paris Aligned ETF
3108
Product Circulars
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7.27.22
Harbor Energy Transition Strategy ETF
3109
Product Circulars
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7.27.22
ProShares Supply Chain Logistics ETF
3110
Product Circulars
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7.27.22
AdvisorShares Drone Technology ETF
3112
Product Circulars
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7.27.22
V-Shares MSCI World ESG Materiality and Carbon Transition ETF
3113
Product Circulars
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7.27.22
AXS Short China Internet ETF
3111
Product Circulars
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7.7.22
KraneShares Global Carbon Offset Strategy ETF
3103
Product Circulars
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7.7.22
SPDR MarketAxess Investment Grade 400 Corporate Bond ETF
3105
Product Circulars
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7.7.22
SPDR Nuveen Municipal Bond ESG ETF
3106
Product Circulars
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7.7.22
PIMCO Senior Loan Active Exchange-Traded Fund
3104
Product Circulars
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7.7.22
ALPS Intermediate Municipal Bond ETF
3107
Product Circulars
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7.7.22
First Trust Flexible Municipal High Income ETF
3106
Product Circulars
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7.7.22
JPMorgan Realty Income ETF
3102
Product Circulars
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7.7.22
JPMorgan Market Expansion Enhanced Equity ETF
3101
Product Circulars
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6.30.22
iShares Emergent Food and AgTech Multisector ETF
3096
Product Circulars
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6.30.22
J.P. Morgan Nasdaq Equity Premium Income ETF
3100
Product Circulars
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6.30.22
JPMorgan Inflation Managed Bond ETF
3099
Product Circulars
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6.30.22
IQ Winslow Large Cap Growth ETF
3098
Product Circulars
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6.30.22
JPMorgan International Research Enhanced Equity ETF
3101
Product Circulars
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6.30.22
Gotham 1000 Value ETF
3092
Product Circulars
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6.30.22
India Internet & Ecommerce ETF
3095
Product Circulars
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6.30.22
Goldman Sachs MarketBeta U.S. 1000 Equity ETF
3091
Product Circulars
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6.30.22
iShares Blockchain and Tech ETF
3094
Product Circulars
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6.30.22
Harbor Dividend Growth Leaders ETF
3090
Product Circulars
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6.30.22
IQ Winslow Focused Large Cap Growth ETF
3097
Product Circulars
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6.30.22
iShares Inflation Hedged High Yield Bond ETF
3093
Product Circulars
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6.30.22
Gabelli Financial Services Opportunities ETF
3089
Product Circulars
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6.30.22
Fidelity Sustainable Core Plus Bond ETF
3085
Product Circulars
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6.30.22
First Trust Total US Market AlphaDEX ETF
3087
Product Circulars
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6.30.22
Simplify Macro Strategy ETF
3083
Product Circulars
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6.30.22
Fidelity Sustainable Low Duration Bond ETF
3086
Product Circulars
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6.30.22
Northern Lights Fund Trust IV - FMC Excelsior Focus Equity ETF
3084
Product Circulars
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6.30.22
First Trust Nasdaq BuyWrite Income ETF
3088
Product Circulars
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6.30.22
Procure Disaster Recovery Strategy ETF
3082
Product Circulars
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6.30.22
Dimensional US Marketwide Value ETF
3078
Product Circulars
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6.30.22
Dimensional Emerging Markets Value ETF
3077
Product Circulars
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6.30.22
Dimensional Emerging Markets Core Equity 2 ETF
3076
Product Circulars
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6.30.22
FlexShares ESG & Climate Emerging Markets Core Index ETF
3081
Product Circulars
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6.30.22
Invesco Electric Vehicle Metals Commodity Strategy No K-1 ETF
3079
Product Circulars
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6.30.22
Fidelity Crypto Industry and Digital Payments ETF
3080
Product Circulars
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6.30.22
Ionic Inflation Protection ETF
3075
Product Circulars
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6.24.22
Dimensional Emerging Markets High Profitability ETF
3071
Product Circulars
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6.24.22
Fidelity Metaverse ETF
3074
Product Circulars
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6.24.22
Global X Green Building ETF
3073
Product Circulars
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6.24.22
DoubleLine Opportunistic Bond ETF
3070
Product Circulars
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6.24.22
Global X Metaverse ETF
3072
Product Circulars
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6.24.22
AdvisorShares Managed Bitcoin Strategy ETF
3069
Product Circulars
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6.24.22
VanEck CLO ETF
3068
Product Circulars
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6.22.22
Principal Real Estate Active Opportunities ETF
3067
Product Circulars
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6.22.22
FT Cboe Vest Fund of Nasdaq-100 Buffer ETFs
3065
Product Circulars
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6.22.22
Pacer BlueStar Engineering the Future ETF
3066
Product Circulars
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6.21.22
Direxion Breakfast Commodities Strategy ETF
3063
Product Circulars
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6.21.22
First Trust Indxx Metaverse ETF
3062
Product Circulars
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3.31.22
MicroSectors Oil & Gas Exploration & Production -3x Inverse Leveraged ETN
3055
Product Circulars
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3.31.22
Direxion Daily Software Bull 2X Shares
3059
Product Circulars
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3.31.22
ONG - Direxion Daily Oil Services Bull 2X Shares
3056
Product Circulars
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7.11.22
Market Announcements
MA-2022-004: Exchange Holiday Calendar
MA-2022-004
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6.28.22
Market Announcements
July 4th Independence Day Holiday
MA-2022-003
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6.13.22
Market Announcements
Juneteenth National Independence Day Observance
MA-2022-002
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5.23.22
Market Announcements
Memorial Day Observance
MA-2022-001
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12.20.21
Market Announcements
Holiday Trading Schedule
MA-2021-008
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11.24.21
Market Announcements
Thanksgiving Day Holiday
MA-2021-007
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8.26.21
Market Announcements
Labor Day Holiday
MA-2021-006
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5.25.21
Market Announcements
Memorial Day Holiday
MA-2021-005
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4.7.21
Market Announcements
Addition of Net Notional Risk Functionality
MA-2021-004
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3.29.21
Market Announcements
Presidents' Day Holiday
MA-2021-002
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3.29.21
Market Announcements
Good Friday Holiday
MA-2021-003
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1.12.21
Market Announcements
Dr. Martin Luther King, Jr. Holiday
MA-2021-001
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12.18.20
Market Announcements
Winter Holiday Schedule Reminder
MA-2020-028
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10.23.20
Market Announcements
FAQ - Exchange Operations
MA-2020-027
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10.15.20
Market Announcements
Exchange Holidays and Trading Hours
MA-2020-026
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9.8.20
Market Announcements
LTSE Set to Phase-in Remaining Securities on Wednesday, September 9
MA-2020-025
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9.3.20
Market Announcements
LTSE Russell 2000 Phase-in set for Wednesday, September 2
MA-2020-023
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9.3.20
Market Announcements
LTSE S&P 500 Phase-in set for Friday, September 4
MA-2020-024
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8.25.20
Market Announcements
LTSE Production Securities Phase-in set for Friday, August 28
MA-2020-022
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8.20.20
Market Announcements
Details of simulated trading event on August 22
MA-2020-021
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8.14.20
Market Announcements
LTSE Production Securities Phase-in Planned for August 28
MA-2020-020
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8.13.20
Market Announcements
Details of simulated trading event on August 15 and announcement of additional weekend test on August 22
MA-2020-019
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8.7.20
Market Announcements
Details of simulated trading event on August 8 and announcement of additional weekend test on August 15
MA-2020-018
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7.31.20
Market Announcements
Launch of Test Symbols Set for August 3; Details of Simulated Trading Event on August 1
MA-2020-017
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7.23.20
Market Announcements
Saturday, July 25 Weekend Simulated Trading Event Details
MA-2020-016
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7.20.20
Market Announcements
Test symbols launching August 3 and additional weekend tests
MA-2020-015
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7.15.20
Market Announcements
Saturday, July 18 Weekend Simulated Trading Event Details
MA-2020-014
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7.7.20
Market Announcements
Long-Term Stock Exchange announces July 18 and 25 weekend test sessions
MA-2020-013
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6.4.20
Market Announcements
The Long-Term Stock Exchange announces phase-in schedule of test and non-test securities
MA-2020-002
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6.4.20
Market Announcements
Updated Long-Term Stock Exchange Test Dates and Plans
MA-2020-007
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6.4.20
Market Announcements
Update - Schedule Status, Weekend Test Details, and Certification Plans
MA-2020-009
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6.4.20
Market Announcements
Update - Weekend Simulated Trading Event Details
MA-2020-010
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6.4.20
Market Announcements
Long-Term Stock Exchange Test Dates & Plans
MA-2020-004
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6.4.20
Market Announcements
Schedule Status, Weekend Test Details, and Certification Plans
MA-2020-008
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6.4.20
Market Announcements
Update on adjusted phase-in schedule
MA-2020-006
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6.4.20
Market Announcements
Long-Term Stock Exchange Postponing Schedule, Continuing Test Dates
MA-2020-011
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6.4.20
Market Announcements
Long-Term Stock Exchange to adjust phase-in schedule and offer additional weekend test
MA-2020-005
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6.4.20
Market Announcements
FAQ for Exchange Operations
MA-2020-001
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6.4.20
Market Announcements
Long-Term Stock Exchange Continuing Readiness Preparations, Continuing Test Dates
MA-2020-012
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6.4.20
Market Announcements
Updated FAQ for Exchange Operations (supersedes MA-2020-001)
MA-2020-003
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6.9.22
Notice of Annual Meeting and Nominees for the Member Representative Director Position on the Exchange’s Board of Directors
RIC-2022-04
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Regulatory Circulars
4.13.22
SEC Section 31 Fee Rate Advisory #1 for Fiscal Year 2022
RIC-2022-03
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Regulatory Circulars
3.21.22
LTSE to Offer New Products and Services for Listed Companies
RIC-2022-02
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Regulatory Circulars
3.16.22
LTSE To Adopt Changes to Continuing Education Requirements
RIC-2022-01
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Regulatory Circulars
12.2.21
Observance of Juneteenth National Independence Day
RIC-2021-08
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Regulatory Circulars
8.31.21
LTSE To Remove Order Audit Trail System Requirements
RIC-2021-07
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Regulatory Circulars
8.26.21
Director Independence Standards Amended To Assist Dually-Listed Companies on LTSE
RIC-2021-06
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Regulatory Circulars
7.22.21
Mandatory Participation in Disaster Recovery Testing in 2021 Pursuant to Regulation SCI
RIC-2021-05
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Regulatory Circulars
5.21.21
Notice of Annual Meeting and Nominees for Member Representative Director Positions on the Exchange’s Board of Directors
RIC-2021-04
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Regulatory Circulars
3.31.21
Compliance with Long-Term Policies by Listed Companies
RIC-2021-03
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Regulatory Circulars
2.9.21
LTSE to Offer Promotional Services and Listing Ceremonies for Listed Companies
RIC-2021-02
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Regulatory Circulars
1.22.21
SEC Section 31 Fee Rate Advisory #2 for Fiscal Year 2021
RIC-2021-01
DOWNLOAD
Regulatory Circulars
12.29.20
Notice for Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
RIC-2020-12
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Regulatory Circulars
12.7.20
Notice Regarding Implementation of Order Price Collars Pursuant to Rule 11.190(f)
RIC-2020-11
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Regulatory Circulars
10.7.20
Notice of Rule Filing to Continue Suspending the Application of Rule 11.190(f)(1) Until December 8, 2020
RIC-2020-10
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Regulatory Circulars
9.22.20
Notice of Rule Change to Update the Exchange’s Source of Data Feeds to Include Data Regarding MEMX LLC and MIAX PEARL, LLC
RIC-2020-09
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Regulatory Circulars
9.8.20
Notice of Rule Filing to Continue Suspending the Application of Rule 11.190(f)(1) Until October 8, 2020
RIC-2020-08
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Regulatory Circulars
8.28.20
Temporarily suspending the application of the order price collars in Rule 11.190(f)(1)
RIC-2020-07
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Regulatory Circulars
8.13.20
Amendment to CAT Compliance Rule Regarding Requirements for Firm Designated IDs
RIC-2020-06
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Regulatory Circulars
7.31.20
Adoption of Changes to Minor Rule Violation Plan Adding CAT Reporting Compliance Rules
RIC-2020-05
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Regulatory Circulars
7.17.20
Industry Presentation by CMRWG on CAT Compliance Rules
RIC-2020-04
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Regulatory Circulars
7.8.20
Regulatory Coordination Concerning CAT Reporting Compliance
RIC-2020-03
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Regulatory Circulars
4.14.20
Waiver of 2020 Annual Membership Fees
RIC-2020-02
DOWNLOAD
Regulatory Circulars
4.8.20
Establishment of the CMRWG
RIC-2020-01
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Regulatory Circulars

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