Long-Term Stock Exchange notices
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Description
File Number
Date
Notice of Annual Meeting and Nominees for Member Representative Director Position on the Exchange’s Board of Directors
RIC-2025-02
6/17/2025
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Reminding SRO Members and Member Organizations of the CMRWG
RIC-2024-02
7/1/2024
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SEC Section 31 2nd Fee Rate Advisory for Fiscal Year 2024
RIC-2024-01
4/18/2024
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Mandatory Participation in 2023 Disaster Recovery and Market-Wide Circuit Breaker Testing
RIC-2023-02
5/15/2023
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Updated Clearly Erroneous Executions Rule 11.270 effective October 1, 2022
RIC-2022-06
10/5/2022
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Temporary Reduction in Annual Listing Fee for Listed Companies
RIC-2022-05
8/10/2022
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Notice of Annual Meeting and Nominees for the Member Representative Director Position on the Exchange’s Board of Directors
RIC-2022-04
6/9/2022
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SEC Section 31 Fee Rate Advisory #1 for Fiscal Year 2022
RIC-2022-03
4/13/2022
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LTSE to Offer New Products and Services for Listed Companies
RIC-2022-02
3/21/2022
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LTSE To Adopt Changes to Continuing Education Requirements
RIC-2022-01
3/16/2022
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Observance of Juneteenth National Independence Day
RIC-2021-08
12/2/2021
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LTSE To Remove Order Audit Trail System Requirements
RIC-2021-07
8/31/2021
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Director Independence Standards Amended To Assist Dually-Listed Companies on LTSE
RIC-2021-06
8/26/2021
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Mandatory Participation in Disaster Recovery Testing in 2021 Pursuant to Regulation SCI
RIC-2021-05
7/22/2021
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Notice of Annual Meeting and Nominees for Member Representative Director Positions on the Exchange’s Board of Directors
RIC-2021-04
5/21/2021
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Compliance with Long-Term Policies by Listed Companies
RIC-2021-03
3/31/2021
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LTSE to Offer Promotional Services and Listing Ceremonies for Listed Companies
RIC-2021-02
2/9/2021
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SEC Section 31 Fee Rate Advisory #2 for Fiscal Year 2021
RIC-2021-01
1/22/2021
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Notice for Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
RIC-2020-12
12/29/2020
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Notice Regarding Implementation of Order Price Collars Pursuant to Rule 11.190(f)
RIC-2020-11
12/7/2020
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Notice of Rule Filing to Continue Suspending the Application of Rule 11.190(f)(1) Until December 8, 2020
RIC-2020-10
10/7/2020
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Notice of Rule Change to Update the Exchange’s Source of Data Feeds to Include Data Regarding MEMX LLC and MIAX PEARL, LLC
RIC-2020-09
9/22/2020
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Notice of Rule Filing to Continue Suspending the Application of Rule 11.190(f)(1) Until October 8, 2020
RIC-2020-08
9/8/2020
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Temporarily suspending the application of the order price collars in Rule 11.190(f)(1)
RIC-2020-07
8/28/2020
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Amendment to CAT Compliance Rule Regarding Requirements for Firm Designated IDs
RIC-2020-06
8/13/2020
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Adoption of Changes to Minor Rule Violation Plan Adding CAT Reporting Compliance Rules
RIC-2020-05
7/31/2020
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Industry Presentation by CMRWG on CAT Compliance Rules
RIC-2020-04
7/17/2020
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Regulatory Coordination Concerning CAT Reporting Compliance
RIC-2020-03
7/8/2020
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