Rule Filings

Modifying and Expanding the Package of Products and Services Provided to Companies

Amending Rule 11.280 to extend the MWCB pilot period until April 18, 2022

Observance of Juneteenth National Independence Day

Amending Rule 11.280 to extend the MWCB pilot period until March 18, 2022

Removal of Order Audit Trail System (OATS) Requirements--Rule 11.420

Amending the Definition of Independence under Rule 14.405(a)(2) and Supplementary Material .01

Amended: Temporary reduction in Initial Listing Fees

Amended: Providing for promotional activities and listing ceremonies

Compliance with the Long-Term Policies pursuant to Rule 14.425

Amending CAT Compliance Rule to be consistent with the Allocation Exemption