Rule Filings

Amending Rule 14.602 Extension of the Offering Period for Capital Markets Solutions Services on a Complimentary Basis

Amended: Amending Rule 14.207 (Obligations for Companies Listed on the Exchange) to adopt Listing Standards for the Recovery of Erroneously Awarded Compensation

Amending Rule 14.207 (Obligations for Companies Listed on the Exchange) to adopt Listing Standards for the Recovery of Erroneously Awarded Compensation

Adopting Rule 2.153 and amending LTSE Rules 2.154 and 2.160 to implement parts of FINRA's CE Program Transformation Initiative

Amendments to Rule 11.270 regarding Clearly Erroneous Executions

Amended: Temporary Reduction in Annual Listing Fees

Adopting on a Permanent Basis the Pilot Rules for Market-Wide Circuit Breakers in Rule 11.280

Amending Rule 2.160 & adopting Rule 2.154 to implement parts of FINRA's Continuing Education Program Transformation

Modifying and Expanding the Package of Products and Services Provided to Companies

Amending Rule 11.280 to extend the MWCB pilot period until April 18, 2022