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Rule Filings

Pending

No current Rule Filings Pending.

Approved and immediately effective rule changes

Amendments to Rule 11.270 regarding Clearly Erroneous Executions
LTSE-2022-05
Sep 19, 2022
Amended: Temporary Reduction in Annual Listing Fees
LTSE-2022-04
Jul 27, 2022
Adopting on a Permanent Basis the Pilot Rules for Market-Wide Circuit Breakers in Rule 11.280
LTSE-2022-03
Apr 12, 2022
Amending Rule 2.160 & adopting Rule 2.154 to implement parts of FINRA's Continuing Education Program Transformation
LTSE-2022-02
Mar 15, 2022
Modifying and Expanding the Package of Products and Services Provided to Companies
LTSE-2021-08 Amendment No. 1
Mar 9, 2022
Amending Rule 11.280 to extend the MWCB pilot period until April 18, 2022
LTSE-2022-01
Mar 4, 2022
Observance of Juneteenth National Independence Day
LTSE-2021-07
Nov 18, 2021
Amending Rule 11.280 to extend the MWCB pilot period until March 18, 2022
LTSE-2021-06
Oct 15, 2021
Removal of Order Audit Trail System (OATS) Requirements--Rule 11.420
LTSE-2021-05
Aug 30, 2021
Amending the Definition of Independence under Rule 14.405(a)(2) and Supplementary Material .01
LTSE-2021-04
Aug 19, 2021