Regulation
Rule Book & GovernanceRule FilingsNMS PlansDisciplinary Actions

Rule Filings

Pending

No current Rule Filings Pending.

Approved and immediately effective rule changes

Order Approving a Proposed Rule Change to Transition to a New Trading Platform and Amend its Trading Rules
LTSE-2024-03
Aug 20, 2024
Amending LTSE's Trading Rules in Connection with its Transition to a New Trading Platform
LTSE-2024-03
May 9, 2024
Withdrawn: Amending Rule 11.696. Consolidated Audit Trail - Funding Fees
LTSE-2024-02
Jan 11, 2024
Withdrawn: Amending Rule 11.696. Consolidated Audit Trail - Funding Fees
LTSE-2024-01
Jan 5, 2024
Amended: Amending Rule 14.207 (Obligations for Companies Listed on the Exchange) to adopt Listing Standards for the Recovery of Erroneously Awarded Compensation
LTSE-2023-01 Amendment No. 2
Jun 8, 2023
Amending Rule 2.250 to remove obsolete language on SCI Testing
LTSE-2023-03
Apr 24, 2023
Amending Rule 14.602 Extension of the Offering Period for Capital Markets Solutions Services on a Complimentary Basis
LTSE-2023-02
Apr 12, 2023
Amended: Amending Rule 14.207 (Obligations for Companies Listed on the Exchange) to adopt Listing Standards for the Recovery of Erroneously Awarded Compensation
LTSE-2023-01 Amendment No. 1
Mar 9, 2023
Amending Rule 14.207 (Obligations for Companies Listed on the Exchange) to adopt Listing Standards for the Recovery of Erroneously Awarded Compensation
LTSE-2023-01
Feb 27, 2023
Adopting Rule 2.153 and amending LTSE Rules 2.154 and 2.160 to implement parts of FINRA's CE Program Transformation Initiative
LTSE-2022-06
Dec 30, 2022