LTSE is registered with the SEC as a national securities exchange and is subject to SEC oversight and is a participant in many industry-wide NMS plans. Additionally, LTSE is a self-regulatory organization (SRO) and maintains a rule book and exercises regulatory authority over broker-dealers member firms and listed companies.
No pending or recently effective changes.
No pending or recently effective changes.
No pending or recently effective changes.
No pending or recently effective changes.
No pending or recently effective changes.
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